Regulatory Memory in the Age of AI: Operationalizing Compliance for Highly Regulated Legal Teams

Fintech compliance used to mean tracking a manageable set of well-established regimes. That era is gone. The EU AI Act, PSD3, evolving UK rules, and a constantly expanding patchwork of US state-level laws have made the regulatory surface fragmented, fast-moving, and increasingly dependent on how AI is used inside the business itself. For in-house legal teams running with lean headcounts, this is not a problem you can solve by hiring. The teams getting it right are building regulatory memory — a way to retain, operationalize, and act on regulatory knowledge that doesn’t walk out the door when someone leaves. Join us on Monday, June 15, 2026, at 12:00 PM ET / 9:00 AM PT as Donna Scaffidi, Head of Legal Innovation at Ruli, and John Lee, General Counsel and Head of Strategy at Ruli, and Ian McLean, General Counsel at Biofire, walk through how fintech and regulated-industry legal teams can operationalize compliance across fragmented frameworks, manage high jurisdictional scrutiny with lean teams, and build the institutional memory that lets legal stay ahead of regulatory shifts and turnover. The session will also cover how AI use inside the business — credit scoring, automated decisioning, and underwriting models — is itself triggering new audit and regulatory expectations, and what that means for compliance methodology going forward. What You’ll Learn: How to operationalize compliance across fragmented international, EU, UK, and US state-level frameworks — including the EU AI Act, PSD3, and evolving state-level financial and AI rules Practical strategies for in-house legal teams operating with lean headcounts to manage high jurisdictional scrutiny without scaling people 1-to-1 with regulations How to build “regulatory memory” — institutional knowledge that persists across team turnover and lets legal move from reactive monitoring to proactive compliance How AI use inside the business, including credit scoring and automated decisioning, is itself triggering new audit and regulatory expectations, and what that means for compliance methodology How to design a compliance operating model that survives regulatory churn — what to centralize, what to distribute, and where technology actually pays off Who Should Attend: This program is designed for in-house counsel, deputy general counsel, legal operations leaders, compliance officers, and members of corporate legal teams at fintech companies, banks, payments, lending, insurance, and other highly regulated industries. It will be especially useful for legal professionals responsible for AI governance, regulatory monitoring, cross-jurisdictional compliance, audit response, or building scalable compliance operations with limited resources. There is NO COST to attend this program! This program is FREE, thanks to our gracious sponsor, Ruli! If you can’t make it to the live program, the recording will be available for viewing via our paid CLE library, In-House Connect On-Demand.